According to the Article No.: 7.1.3, 7.1.4 of “Membership Regulation” of Mongolian Stock Exchange, securities Member Company shall pay annual membership fee and supply of service fee within first 10 days in every quarter. There are 47 securities companies that failed to follow their obligations.
If securities company that failed to follow obligations that stated in the Article No.: 4.4 of “Partnership Agreement”, based on provision No.: 232.6 of “Civil Law of Mongolia”, 0.5 percent of the daily value in every overrun days will be deducted as undue loss. MSE is warning that the rights to participate trading will be suspended from 10 August 2015 for those securities companies.
If securities company that failed to follow obligations that stated in the Article No.: 4.4 of “Partnership Agreement”, based on provision No.: 232.6 of “Civil Law of Mongolia”, 0.5 percent of the daily value in every overrun days will be deducted as undue loss. MSE is warning that the rights to participate trading will be suspended from 10 August 2015 for those securities companies.
List of securities companies that failed to follow obligations:
1. "ARD CAPITAL GROUP" LLC
2. "ARD SECURITIES" LLC
3. "ACE&T CAPITAL” LLC
4. "BATS" LLC
5. "BLOOMBURY SECURITIES" LLC
6. "BLACKSTONE INTERNATIONAL" LLC
7. "BLU SKY SECURITIES" JSC
8. "BULGAN BROKER" LLC
9. "BUMBAT-ALTAI" LLC
10. "GATSUURT TRADE" LLC
11. "GRAND DEVELOPMENT" LLC
12. "GOODSEC" LLC
13. "DARKHAN BROKER" LLC
14. "DELGERKHANGAI SECURITIES" LLC
15. "EUROASIA CAPITAL HOLDING" JSC
16. "ZERGED" LLC
17. "ZGB" LLC
18. "CAPITAL MARKET CORPORATION" LLC
19. "LIFETIME INVESTMENT" LLC
20. "MONGOL SECURITIES" JSC
21. "MONSEC" LLC
22. "MERGEN SANAA" LLC
23. "NATIONAL SECURITIES" LLC
24. "UNDURKHAAN INVEST" LLC
25. "SANAR" LLC
26. "TAVANBOGD" LLC
27. "TUSHIG TRUST" LLC
28. "HUNNU EMPIRE" LLC
29. "MICC" LLC
30. "MW TRADING SECURITIES" LLC
31. "SG CAPITAL" LLC
32. "FCX" LLC
33. “ABJYA” LLC
34. “I-TRADE “LLC
35. “BAGA KHEER”LLC
36. “BBSS” LLC
37. “GLOBAL ASSET” LLC
38. “GOBIIN NOYON NURUU” LLC
39. “DCF” LLC
40. “DOGSON” LLC
41. “ZEUS CAPITAL” LLC
42. “NOVEL INVESTMENT” LLC
43. “PREVALENT” LLC
44. “TAVANTOLGOI KHISHIG” LLC
45. “FINANCE LINK GROUP” LLC
46. “MIBJ” LLC
47. “UNITED SECURITIES” LLC
Trading and Surveillance Department
MONGOLIAN STOCK EXCHANGE
MONGOLIAN STOCK EXCHANGE